Outsourced Roles

A senior, independent MLRO who designs, runs, and evidences your AML/CFT regime, calibrated to business risk, data, and law, while training teams and engaging regulators with confidence.

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Who this is for

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Authorised firms, PSP/EMI/remittance, FX/OTC, brokerages, asset/wealth managers, fund platforms, high-risk corporates, and marketplaces with regulated AML/CFT obligations.

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Scope 

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• Programme Ownership:

  • Enterprise-wide AML/CFT programme, policies, procedures, and record-keeping.

• Risk Assessment (EWRA):

  • Business-wide and product/channel/customer risk assessment with control testing.

• CDD/EDD & Onboarding:

  • KYC standards, source-of-funds/wealth, high-risk approvals, and periodic reviews.

• Sanctions & Screening:

  • List management, tuning, overrides, and hit handling.

• Transaction Monitoring (TM):

  • Scenarios, thresholds, typologies, QA and tuning.

• SAR/STR Management:

  • Case handling, decision logs, filings, post-filing actions.

• Training & Culture:

  • Role-based programmes, attestations, and comprehension checks.

• Regulatory Engagement:

  • Inspections, responses, metrics, and attestations to the board.