Financial Licensing Support

We build the application dossier end-to-end, so your submission reads well and evidences the controls behind it.​

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Who it’s for

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Founders, boards, and executives planning a new licensed entity or expanding permissions (e.g., advisory → discretionary, payments → EMI/PSP).

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Scope

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• Forms & Core Submissions:

  • all authority forms, ownership & controllers, fitness & propriety evidence.

• Business Plan & Financials:

  • 3–5 year projections, assumptions book, sensitivity cases, revenue recognition, cost stacks.

• Policies & Procedures:

  • AML/CFT, governance, conduct, suitability/appropriateness, client assets, outsourcing, complaints, operational resilience, data protection, record-keeping.

• Risk & Controls:

  • enterprise risk assessment, KRIs/KPIs, issues/CAPA cycle, evidence plan per control.

• Staffing & Competence:

  • role descriptions, CVs, training plans, time-commitments, succession & cover.

• Tech & Vendors:

  • architecture overview, SDLC/change control, vendor due diligence, SLAs, data processing/DPAs.

• Safeguarding/Segregation (where applicable):

  • client money/assets, safeguarding accounts, reconciliations, daily controls.

• Ancillaries:

  • conflicts of interest, whistleblowing, financial crime typologies, sanctions screening parameters.

• Compilation & Cross-Referencing:

  • master index, version control, consistent terminology.