Financial Licensing · Vanuatu

Vanuatu Securities Dealer Licence

The Vanuatu VFSC securities dealer licence authorises investment management, fund management, and securities brokerage from Vanuatu — a cost-efficient offshore regulatory status for investment management businesses.

VanuatuSecurities DealerVFSCInvestment ManagementFund ManagementOffshore
Overview

Vanuatu Securities Dealer — Investment Management

The Vanuatu Financial Services Commission licences securities dealers under the Securities Act 2010 — covering investment management, fund management, securities dealing, and securities advisory services. The Vanuatu securities dealer licence provides an offshore regulatory status for investment management businesses at a significantly lower cost and with faster approval than Tier 1 financial centres.

Marensa Advisory advises on Vanuatu VFSC securities dealer licence applications — for fund managers, investment managers, and securities advisers seeking an offshore regulatory platform.

Apply for a Vanuatu Securities Dealer Licence
What We Cover
  • VFSC securities dealer licence application under Securities Act 2010
  • Vanuatu International Company formation
  • Minimum capital assessment for securities dealer category
  • Director and shareholder fit and proper assessment
  • AML/CFT programme: VFSC and FATF standards
  • Business plan and compliance framework
  • Client fund segregation requirements
  • Annual VFSC return and licence fee
  • Fund documentation: if managing a Vanuatu-domiciled fund
Key Considerations

Vanuatu Securities Dealer — Key Points

The Vanuatu securities dealer licence is designed for investment management and fund management businesses seeking an offshore regulatory presence.

Investment Management
Authorises discretionary and non-discretionary management of client investment portfolios — for international clients (excluding Vanuatu residents without additional local licence requirements).
Fund Management
Investment managers managing Vanuatu-domiciled funds or international funds from Vanuatu can hold a VFSC securities dealer licence as their regulatory foundation — typically combined with a Cayman or BVI fund vehicle.
Securities Advice
Provides authorisation for investment research, securities analysis, and investment advisory services to professional and sophisticated investors.
Lower Cost Entry
VFSC securities dealer licensing provides a significantly lower-cost regulatory entry point than Singapore MAS, UK FCA, or Australian ASIC — appropriate for emerging fund managers and boutique investment advisory businesses in the early stage of their regulatory development.
Zero Vanuatu Tax
Investment management income earned by a Vanuatu IC from non-Vanuatu clients and investments is not subject to Vanuatu income tax — maintaining Vanuatu's zero-tax environment for offshore financial services.
Upgrade Path
A Vanuatu securities dealer licence can serve as a stepping stone to Tier 1 licensing (Singapore MAS, UK FCA, etc.) as the investment management business scales — providing a legitimate regulatory foundation while building the track record required for Tier 1 applications.
Our Process

How We Work

01
Licence Assessment
We assess the applicable VFSC licence category for your investment management or fund management activities.
02
Entity Formation
We form the Vanuatu International Company.
03
VFSC Application
We prepare and file the VFSC securities dealer licence application.
04
Compliance Programme
We design the VFSC and FATF-compliant AML/CFT programme.
05
Fund Advisory
For fund management mandates, we advise on fund vehicle selection (Cayman, BVI, Vanuatu) and documentation requirements.
Why Marensa

Vanuatu. Investment Management. Regulated.

A Vanuatu VFSC securities dealer licence provides a legitimate offshore regulatory platform for investment management businesses — at a cost and timeline appropriate for emerging managers building their track record.

Marensa Advisory advises on Vanuatu securities dealer licensing as part of an offshore fund management setup — combining Vanuatu regulatory status with Cayman or BVI fund vehicles.

Start the Conversation
Securities Act 2010
Legislation
VFSC
Regulator
4-8 Weeks
Approval
Zero Tax
Vanuatu IC
FAQ

Common Questions

Is a Vanuatu securities dealer licence recognised by institutional investors? +

Vanuatu VFSC is an offshore regulator — not recognised as equivalent to Tier 1 regulators by most institutional investors. Institutional capital typically requires Tier 1 regulatory status (Singapore MAS, UK FCA, etc.). Vanuatu licensing is appropriate for private client and HNWI investment management in the early stage.

Can a Vanuatu securities dealer manage a Cayman fund? +

Yes — a Vanuatu VFSC-licensed investment manager can manage a Cayman-domiciled fund under an investment management agreement, subject to any applicable Cayman regulatory permissions. This structure combines Vanuatu's cost-efficient regulatory status with Cayman's globally recognised fund vehicle.

Does a Vanuatu securities dealer need to be based in Vanuatu? +

VFSC requires that the licensed entity has a Vanuatu presence — at minimum a registered office in Vanuatu. Key management does not need to be physically based in Vanuatu, but the compliance framework must be maintained.

How does the Vanuatu securities dealer licence compare to a BVI investment manager licence? +

Both are offshore regulatory options for investment managers. BVI FSC investment manager licensing (SIBA) has greater institutional recognition than Vanuatu VFSC and is more widely accepted by Cayman fund depositaries and administrators. Vanuatu is lower cost and faster. The choice depends on target client base and fund structure.

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