Service 08

Testing, Assurance & Internal Audit

Independent testing of your controls, compliance frameworks and governance: before the regulator does.

AuditControls TestingAssuranceCompliance Review

Overview

Testing, Assurance & Internal Audit

We provide independent testing and assurance over your compliance and control frameworks: transaction monitoring effectiveness, AML/CFT control testing, governance reviews and internal audit support. Better to find the weaknesses yourself, on a planned basis, than during a regulatory examination.

Discuss Your Requirements

What's Included

AML/CFT controls effectiveness testing
Transaction monitoring alert review and calibration
KYC/CDD file quality review
Compliance monitoring programme design and execution
Internal audit plan design and execution
Regulatory readiness review
Thematic assurance reviews
Remediation tracking and closure verification

Who This Is For

Is this right for you?

Regulated entities needing an independent compliance review
Businesses preparing for a regulatory examination or supervisory visit
Firms that have received a regulatory finding or improvement notice
Companies without an internal audit function
Boards seeking assurance over their compliance and risk frameworks

"Risk management: not just for banks: built for every business."

Our Process

How We Work

Scoping & Planning

We agree the scope, objectives and methodology for the review — identifying the highest-risk areas and aligning with your risk appetite.

Fieldwork

We conduct file reviews, system walkthroughs, interviews and control testing — gathering evidence of effectiveness and gap identification.

Finding Validation

We validate findings with management before the final report — ensuring accuracy, context and commercial reality are properly reflected.

Reporting

We produce a clear, prioritised report: suitable for board presentation — with findings rated by severity and practical remediation recommendations.

Remediation Support

We track remediation progress against agreed timelines and verify closure — giving your board and regulators confidence that issues have been resolved.

Get Started

Ready to discuss Testing, Assurance & Internal Audit?

Share your challenge and deadline. We'll respond promptly.

Testing, Assurance & Internal Audit

Testing, Assurance & Internal Audit

Is this right for you?

How We Work

Ready to discuss Testing, Assurance & Internal Audit?

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