Service 01

Regulatory & Compliance

AML/CFT, conduct and privacy frameworks built to be followed by staff and tested by regulators.

AML/CFTKYCConduct RiskPolicy SuiteUAEMauritius

Overview

Regulatory & Compliance

We help you build AML/CFT, conduct and privacy frameworks that your staff can follow and that regulators can test. This means a complete policy suite, registers, monitoring plans and real evidence: not just templates that sit in a drawer.

Discuss Your Requirements

What's Included

AML/CFT Business Risk Assessment
Full policy and procedure suite (AML, KYC, sanctions, TPML)
Customer Risk Rating methodology
Transaction monitoring framework and alert management
Sanctions screening programme
STR/SAR reporting procedures
Compliance calendar and annual review cycle
Training materials and staff competency assessments

Who This Is For

Is this right for you?

Financial institutions requiring initial AML/CFT programme build
Businesses undergoing regulatory review or licensing
Companies that have received a regulatory finding or improvement notice
Non-financial businesses with AML obligations (DNFBPs)
Businesses expanding into a new jurisdiction

"Risk management: not just for banks: built for every business."

Our Process

How We Work

Scoping & Gap Assessment

We review your current control environment against applicable regulatory requirements and identify gaps: prioritised by risk and regulatory urgency.

Framework Design

We design the policies, procedures, risk appetite statements and monitoring frameworks calibrated to your business model and customer base.

Documentation & Policy Suite

We produce the full policy suite, registers, forms and templates: in plain language that staff can actually use.

Implementation & Training

We embed the framework through staff training, process integration and a compliance calendar: ensuring it runs, not just sits.

Ongoing Support & Review

We provide regular reviews, regulatory update notices and on-call support as your compliance partner.

Get Started

Ready to discuss Regulatory & Compliance?

Share your challenge and deadline. We'll respond promptly.

Regulatory & Compliance

Regulatory & Compliance

Is this right for you?

How We Work

Ready to discuss Regulatory & Compliance?

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